SEC Form 4 · accession 0001437749-16-029430
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Miller
Director
Period of report
Apr 8, 2016
Accepted (ET)
Apr 12, 2016 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 8, 2016 | A | 3,350 | $0.00 | A | 3,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options - Non-Employee DirectorsF1 | $6.87 | Apr 8, 2016 | A | 11,802 | A | — | Apr 7, 2026 | Common Stock | 11,802 | 11,802 | D |
| Non-Qualified Stock Options - Non-Employee DirectorsF2 | $6.87 | Apr 8, 2016 | A | 3,350 | A | — | Apr 7, 2026 | Common Stock | 3,350 | 3,350 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on April 7, 2017.
- F2The option vests 25% on July 7, 2016 and 25% on each three month period thereafter, resulting in vesting in full on the first anniversary of the grant date.