SEC Form 4 · accession 0001437749-16-027853
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony P Bihl III
Director
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $10.50 | Mar 14, 2016 | J | 240 | A | — | Feb 28, 2019 | Common Stock | 240 | 240 | D |
| Stock Option (right to buy)F1,F2 | $9.84 | Mar 14, 2016 | J | 959 | A | — | Feb 28, 2019 | Common Stock | 959 | 959 | D |
| Stock Option (right to buy)F1,F2 | $8.86 | Mar 14, 2016 | J | 574 | A | — | Feb 28, 2019 | Common Stock | 574 | 574 | D |
| Stock Option (right to buy)F1,F2 | $4.63 | Mar 14, 2016 | J | 2,339 | A | — | Feb 28, 2019 | Common Stock | 2,339 | 2,339 | D |
| Stock Option (right to buy)F1,F2 | $4.47 | Mar 14, 2016 | J | 2,410 | A | — | Feb 28, 2019 | Common Stock | 2,410 | 2,410 | D |
| Stock Option (right to buy)F1,F2 | $4.12 | Mar 14, 2016 | J | 577 | A | — | Feb 28, 2019 | Common Stock | 577 | 577 | D |
| Stock Option (right to buy)F1,F2 | $4.12 | Mar 14, 2016 | J | 3,919 | A | — | Feb 28, 2019 | Common Stock | 3,919 | 3,919 | D |
Explanation of responses
- F1Represents Non-employee Director nonqualified stock options to purchase Nuvectra's common stock, which were granted as a result of adjustments required due to Nuvectra's spin-off from Greatbatch Inc. on March 14, 2016.
- F2This option is presently exercisable in full.