SEC Form 4 · accession 0001493152-17-002315
Park Place Energy Inc. · PKPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur Halleran
Director
Period of report
Nov 21, 2016
Accepted (ET)
Mar 10, 2017 · 1:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 21, 2016 | X | 300,000 | $0.10 | A | 300,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.10 | Nov 21, 2016 | X | 300,000 | D | Nov 21, 2011 | Nov 21, 2016 | Common Shares | 300,000 | 0 | D |
| Stock Options | $0.235 | holding | — | — | — | Jan 2, 2014 | Jan 1, 2017 | Common Shares | 50,000 | 50,000 | D |
| Stock Options | $0.14 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2018 | Common Shares | 50,000 | 100,000 | D |
| Stock Options | $0.10 | holding | — | — | — | Jan 22, 2016 | Jan 21, 2019 | Common Shares | 50,000 | 150,000 | D |
Explanation of responses
- F1On November 21, 2016, 300,000 stock options were exercised, which resulted in the acquisition of 300,000 common shares, as reflected in Table 1 above.