SEC Form 4 · accession 0001432453-16-000099
Park Place Energy Inc. · PKPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Michael Thompson
Director
Period of report
Jan 22, 2016
Accepted (ET)
Jan 25, 2016 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 350,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $0.10 | Jan 22, 2016 | A | 50,000 | A | Jan 22, 2016 | Jan 21, 2019 | Common Shares | 50,000 | 250,000 | D |
| Warrants | $0.20 | holding | — | — | — | Aug 30, 2013 | Aug 29, 2016 | Common Shares | 250,000 | 250,000 | D |
| Stock Options | $0.23 | holding | — | — | — | Nov 1, 2013 | Oct 31, 2016 | Common Shares | 100,000 | 100,000 | D |
| Stock Options | $0.235 | holding | — | — | — | Jan 2, 2014 | Jan 1, 2017 | Common Shares | 50,000 | 150,000 | D |
| Stock Options | $0.14 | holding | — | — | — | Apr 1, 2015 | Mar 31, 2018 | Common Shares | 50,000 | 200,000 | D |
Explanation of responses
- F1100,000 of these securities are owned by Mr. Thompson and his spouse jointly.