SEC Form 4/A · accession 0001062993-18-003538
Park Place Energy Inc. · PKPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Parvez Nadeem Tyab
10% Owner
Period of report
Aug 17, 2018
Accepted (ET)
Aug 24, 2018 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2018 | G | 3,184,605 | $0.10 | D | 6,460,000 | I | Parvez Tyab Family Trust |
| Common Stock | holding | — | — | — | 9,644,605 | I | Parvez Tyab Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.30 | Feb 28, 2018 | P | 1,250,000 | A | Feb 28, 2018 | Feb 28, 2020 | Common Stock | 1,250,000 | 2,500,000 | I |
| Warrants | $0.20 | holding | — | — | — | Aug 30, 2013 | Aug 30, 2018 | Common Stock | 2,200,000 | 2,200,000 | I |
Explanation of responses
- F1Distribution to a beneficiary under the Trust.