SEC Form 4 · accession 0001144204-18-048294
Sequential Brands Group, Inc. · SQBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S. Cooper
Officer — President
Period of report
Aug 22, 2018
Accepted (ET)
Sep 6, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2018 | A | 83,250 | $0.00 | A | 226,188 | D | |
| Common StockF2,F3 | Aug 22, 2018 | F | 34,424 | $1.93 | D | 191,764 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance stock units granted and vested under the Sequential Brands Group Inc. 2013 Stock Incentive Plan (the "PSUs").
- F2The shares reported in column 4 represent shares withheld solely for tax purposes in connection with vesting of the PSUs.
- F3Closing market price of the common stock of the Company on the transaction date.