SEC Form 4 · accession 0001144204-17-046207
Sequential Brands Group, Inc. · SQBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Klein
Other
Period of report
Aug 31, 2017
Accepted (ET)
Aug 31, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 140,990 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the cancellation without consideration of 60,000 restricted stock units in connection with Mr. Klein stepping down as Chief Financial Officer of Sequential Brands Group, Inc. effective August 31, 2017.