SEC Form 4 · accession 0001144204-17-016088
Sequential Brands Group, Inc. · SQBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yehuda Shmidman
Officer — Chief Executive Officer · Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 22, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2017 | A | 200,000 | $0.00 | A | 603,360 | D | |
| Common StockF2,F3 | Mar 16, 2017 | F | 106,667 | $3.95 | D | 496,693 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represent performance stock units granted under the Sequential Brands Group Inc. 2013 Stock Incentive Plan (the "PSUs").
- F2The shares reported in column 4 represent shares withheld solely for tax purposes in connection with vesting of the PSUs described in footnote (1) and vesting of 66,667 restricted stock units.
- F3Closing market price of the common stock of the Company on the transaction date.