SEC Form 4 · accession 0001144204-17-000640
Sequential Brands Group, Inc. · SQBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Klein
Officer — Chief Financial Officer
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | A | 60,000 | $0.00 | A | 152,390 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Klein was awarded 60,000 restricted stock units ("RSUs"), par value $0.01, of Sequential Brands Group, Inc. in connection with his amended employment agreement. The RSUs will vest as follows: 30,000 shares on December 31, 2017 and 30,000 shares on December 31, 2018.