SEC Form 4 · accession 0001144204-16-130923
Sequential Brands Group, Inc. · SQBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Klein
Officer — Chief Financial Officer
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 31, 2016 | F | 4,584 | $7.20 | D | 92,390 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported in column 4 represent shares withheld solely for tax purposes.
- F2Closing market price of the common stock of the Company on the transaction date.