SEC Form 4 · accession 0001144204-16-121013
Sequential Brands Group, Inc. · SQBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S. Cooper
Officer — President
Period of report
Aug 22, 2016
Accepted (ET)
Aug 24, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2016 | A | 175,000 | $0.00 | A | 175,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Cooper was awarded 175,000 restricted stock units ("RSUs") of Sequential Brands Group, Inc. in connection with his employment agreement. The RSUs will vest as follows: 58,333 shares on August 22, 2017, 58,333 shares on August 22, 2018 and 58,334 shares on August 22, 2019.