SEC Form 5 · accession 0000899243-18-003911
CNL Healthcare Properties II, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Mauldin
Officer — See remarks · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648383
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Sep 1, 2017 | J | 964 | $0.00 | D | 9,604 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax liability in connection with the vesting of 3,522 restricted stock units ("RSUs") on September 1, 2017.
- F2The shares reported in this box are stated as of December 31, 2017, and include 2,558 shares of Class A common stock of CNL Healthcare Properties II, Inc. (the "Company") and approximately 7,046 RSUs awarded to the Reporting Person that are subject to specified vesting and settlement provisions. Share amounts presented include additional shares acquired through distribution reinvestment.
- F3On August 4, 2016, CHP II Advisors, LLC granted 10,000 RSUs to the Reporting Person. Each RSU will, upon vesting, be settled in one share of Class A common stock of the Company, Inc. The RSUs are subject to specified vesting and settlement provisions. Each RSU will, upon vesting, be settled in one share of Class A common stock of the Company.
Remarks
Director, Vice Chairman of the Board, Chief Executive Officer and President