SEC Form 5 · accession 0000899243-18-003898
CNL Healthcare Properties II, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Seneff Jr.
10% Owner
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648383
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF3 | Sep 1, 2017 | J | 964 | $0.00 | A | 266,335 | I | By CHP II Advisors, LLC |
| Class A Common StockF3 | Sep 1, 2017 | J | 1,203 | $0.00 | A | 266,335 | I | By CHP II Advisors, LLC |
| Class A Common StockF3 | Sep 1, 2017 | J | 1,203 | $0.00 | A | 266,335 | I | By CHP II Advisors, LLC |
| Class A Common StockF2,F3 | Sep 1, 2017 | J | 1,443 | $0.00 | A | 266,335 | I | By CHP II Advisors, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax liability in connection with the vesting of restricted stock units ("RSUs").
- F2As of December 31, 2017, approximately 35,181 of the shares reported in this box are shares related to RSUs that CHP II Advisors, LLC (the "Advisor") granted to employees of the Advisor and its affiliates, including additional shares acquired through reinvestment. Each RSU will, upon vesting, be settled in one share of Class A common stock of CNL Healthcare Properties II, Inc. The RSUs are subject to specified vesting and settlement provisions.
- F3These reported securities are or were owned by the Advisor. The securities reported above may be attributed to the Reporting Person based upon the fact that the Reporting Person indirectly controls the Advisor. The Reporting Person disclaims beneficial ownership of the reported securities held by the Advisor except to the extent of his pecuniary interest therein.