SEC Form 4 · accession 0001558259-26-000017
Upstart Holdings, Inc. · UPST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Darling
Officer — Chief Legal Officer
Period of report
Aug 17, 2026
Accepted (ET)
Aug 19, 2026 · 6:14 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001647639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 17, 2026 | S | 814 | $29.3588 | D | 87,186 | D | |
| Common StockF4,F5 | holding | — | — | — | 40,426 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.19 to $29.53. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- F4The shares are held by the Darling Family Trust.
- F5The number of shares held reflects the deposit of 728 shares of Common Stock from the Reporting Person to the Darling Family Trust.