SEC Form 4 · accession 0001204117-16-000002

Forest City Realty Trust, Inc. · FCEA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 23, 2016

Accepted (ET)

Mar 25, 2016 · 5:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001647509

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F3	Mar 23, 2016	A	5,969	$0.00	A	5,969	D
Class A Common Stock^F1	holding	—	—		—	947	D
Class A Common Stock^F2	holding	—	—		—	2,233	D
Class A Common Stock^F4	holding	—	—		—	12,794	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2013 Stock Option Grant (right to buy)^F5	$17.60	holding	—	—	—	Apr 8, 2014	Apr 8, 2023	Class A Common	4,557	4,557	D
2014 Stock Option Grant (right to buy)^F6	$18.73	holding	—	—	—	Mar 28, 2015	Mar 28, 2024	Class A Common	2,371	2,371	D
2015 Stock Option Grant (right to buy)^F7	$24.62	holding	—	—	—	Mar 26, 2016	Mar 26, 2025	Class A Common	7,060	7,060	D

F12013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016. 946 shares vested 4/08/2015 and were transferred to direct reigistration account. See footnote #4.
F22015 Restricted Stock Grant - 100% vest on 3/26/2016.
F32016 Restricted Stock Grant - 100% vest on 3/23/2017.
F4Shares are held by transfer agent in a direct registration account. 946 shares vested 4/08/2015; 2,166 shares vested 12/03/2015; all vested shares were transferred to this account.
F52013 Stock Option Grant - 33.33% exercisable 4/08/2014; 33.33% exercisable 4/08/2015; and 33.33% exercisable 4/08/2016.
F62014 Stock Option Grant - 100% exercisable 3/28/2015;
F72015 Stock Option Grant - 100% exercisable 3/26/2016.