SEC Form 4 · accession 0001111142-16-000004
Forest City Realty Trust, Inc. · FCEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott S Cowen
Director
Period of report
Dec 7, 2016
Accepted (ET)
Dec 8, 2016 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001647509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 7, 2016 | P | 7,000 | $21.76 | A | 52,850 | D | |
| Class A Common StockF2 | holding | — | — | — | 5,969 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2007 Stock Option Grant (right to buy)F3 | $65.35 | holding | — | — | — | Mar 29, 2009 | Mar 29, 2017 | Class A Common | 10,800 | 10,800 | D |
| 2009 Stock Option Grant (right to buy)F4 | $7.80 | holding | — | — | — | Apr 21, 2010 | Apr 21, 2019 | Class A Common | 10,966 | 10,966 | D |
Explanation of responses
- F1Shares are held in street account. The price $21.76025 represents a weighed average of purchase prices ranging from $21.7550 per share to $21. 7661per share. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- F22016 Restricted Stock Grant - 100% vest on 3/23/2017.
- F32007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.
- F42009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.