SEC Form 4 · accession 0001111142-16-000003

Forest City Realty Trust, Inc. · FCEA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 23, 2016

Accepted (ET)

Mar 25, 2016 · 5:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001647509

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F4	Mar 23, 2016	A	5,969	$0.00	A	5,969	D
Class A Common Stock^F1	holding	—	—		—	39,489	D
Class A Common Stock^F2	holding	—	—		—	1,894	D
Class A Common Stock^F3	holding	—	—		—	4,467	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2006 Stock Option Grant (right to buy)^F5	$46.37	holding	—	—	—	Apr 4, 2008	Apr 4, 2016	Class A Common	10,800	10,800	D
2007 Stock Option Grant (right to buy)^F6	$65.35	holding	—	—	—	Mar 29, 2009	Mar 29, 2017	Class A Common	10,800	10,800	D
2009 Stock Option Grant (right to buy)^F7	$7.80	holding	—	—	—	Apr 21, 2010	Apr 21, 2019	Class A Common	10,966	10,966	D

F1Shares are held in street account.
F22013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016.
F32015 Restricted Stock Grant - 100% vest on 3/26/2016.
F42016 Restricted Stock Grant - 100% vest on 3/23/2017.
F52006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
F62007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.
F72009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.