SEC Form 5 · accession 0000899243-18-004098
Forest City Realty Trust, Inc. · FCEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
RMS LTD
10% Owner · Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 15, 2018 · 6:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001647509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 12, 2017 | J | 16,879,555 | — | A | 16,879,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common - ConvertibleF1,F2,F3 | $0.00 | Jun 12, 2017 | J | 12,885,157 | D | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 12,885,157 | 0 | D |
Explanation of responses
- F1Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock (the "Reclassification").
- F2Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16.
- F3Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date.