SEC Form 5 · accession 0000899243-17-003925
Forest City Realty Trust, Inc. · FCEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 10:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001647509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 7, 2016 | G | 1,000 | $0.00 | D | 100,492 | D | |
| Class B Common StockF1 | holding | — | — | — | 379,983 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stocks are convertible from Class B Common to Class A Common on 1-for-1 basis.
Remarks
The reporting person is a party to the Ratner, Miller & Shafran Shareholders Agreement, dated 12/20/2013 (the "Agreement"). As a result of the terms of the Agreement and the beneficial ownership of all parties thereto, the reporting person may be deemed to be a member of a "group", within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, that owns more than 10% of the outstanding shares of Class B Common Stock of the Issuer.