SEC Form 4 · accession 0001571049-16-012208
NorthStar Realty Europe Corp. · NRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Hamamoto
Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | A | 126,958 | $0.00 | A | 278,114 | D | |
| Common StockF2 | Feb 24, 2016 | F | 17,716 | $9.18 | D | 260,398 | D | |
| Common Stock | holding | — | — | — | 191,000 | I | By The David T. Hamamoto GRAT I-2015 | |
| Common Stock | holding | — | — | — | 1,087 | I | By DTH Investment Holdings LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Common Stock retained by NorthStar Realty Europe Corp. ("NRE") in order to satisfy its tax withholding obligations arising from the issuance of shares of Common Stock to the reporting person.
- F2Excludes: (i) 172,235 Common Units; and (ii) 143,652 shares of NRE's common stock to be issued to the extent performance conditions are met on restricted stock units previously issued by NorthStar Realty Finance Corp. and NRE. "Common Units" are units of limited partnership interest in NorthStar Realty Europe Limited Partnership, NRE's operating partnership. Subject to minimum holding periods, each Common Unit may be redeemed for cash equal to the then fair market value of one share of common stock or, at the option of NRE, one share of NRE's common stock.