SEC Form 4 · accession 0001571049-15-009854
NorthStar Realty Europe Corp. · NRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Hamamoto
Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 8, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2015 | P | 191,000 | $10.4742 | A | 191,000 | I | By The David T. Hamamoto GRAT I-2015 |
| Common StockF2 | holding | — | — | — | 105,189 | D | ||
| Common Stock | holding | — | — | — | 1,087 | I | By DTH Investment Holdings LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $10.26 to $10.60, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, NorthStar Realty Europe Corp. (the "Company") or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2Excludes: (i) 172,235 Common Units; and (ii) 116,011 shares of the Company's common stock to be issued to the extent performance conditions are met on restricted stock units previously issued by NorthStar Realty Finance Corp. ("NRF"). "Common Units" are units of limited partnership interest in NorthStar Realty Europe Limited Partnership, the Company's operating partnership. Subject to minimum holding periods, each Common Unit may be redeemed for cash equal to the then fair market value of one share of common stock or, at the option of the Company, one share of the Company's common stock. Includes (i) 63,523 shares of the Company's common stock acquired in a pro rata distribution by NRF in connection with its spin off of the Company and (ii) 41,666 shares of the Company's common stock previously held in a grantor retained annuity trust that were distributed to the reporting person and are reported in this Form 4 as directly owned.