SEC Form 4 · accession 0000899243-17-027836
NorthStar Realty Europe Corp. · NRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2,F3 | Nov 30, 2017 | P | 37,408 | $14.55 | A | 5,574,317 | I | See Footnote |
| Common Stock, $0.01 par valueF1,F4,F3 | Dec 1, 2017 | P | 62,220 | $14.54 | A | 5,636,537 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Persons have disclosed the purchase price on the basis of the weighted average of all such open market purchases on such date and undertake to provide upon request by the Staff full information regarding the number of shares purchased at each separate price.
- F2Reflects purchases executed at prices between $14.48 and $14.59.
- F3Reflects shares of Common Stock held directly by Colony Capital Operating Company, LLC, a Delaware limited liability company ("CCOC"). CCOC is a direct subsidiary and the operating company of Colony NorthStar, Inc., a Maryland corporation ("Colony NorthStar"). Colony NorthStar may be deemed to beneficially own the Common Stock directly owned by CCOC.
- F4Reflects purchases executed at prices between $14.31 and $14.61.
Remarks
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person