SEC Form 4 · accession 0001567619-18-001642
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth A Galloway
Officer — Chief People Officer
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 20, 2018 | A | 2,572 | $0.00 | A | 2,572 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $34.02 | Aug 20, 2018 | A | 61,651 | A | — | Aug 20, 2025 | Common Stock | 61,651 | 61,651 | D |
Explanation of responses
- F1The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in substantially equal installments on each of August 20, 2019, August 20, 2020 and August 20, 2021. Vested restricted stock units will be settled in shares of common stock within 30 days after the applicable vesting date.
- F2This amount consists of 2,572 shares deliverable upon vesting and settlement of restricted stock units.
- F3Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest with respect to 15,984 of the underlying shares in substantially equal installments on each of August 20, 2019, August 20, 2020 and August 20, 2021 and with respect to 45,667 of the underlying shares in substantially equal installments on each of August 20, 2021 and August 20, 2022.