SEC Form 4 · accession 0001140361-18-033326
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter SG Corsa
Officer — Chief Operating Officer
Period of report
Jul 20, 2018
Accepted (ET)
Jul 24, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 20, 2018 | M | 4,300 | $9.7536 | A | 10,320 | D | |
| Common StockF4,F5 | Jul 20, 2018 | S | 4,300 | $38.002 | D | 6,020 | D | |
| Common StockF6 | holding | — | — | — | 2,260 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F7 | $9.7536 | Jul 20, 2018 | M | 4,300 | D | — | Jan 10, 2023 | Common Stock | 4,300 | 176,417 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2018.
- F2This amount includes 6,020 shares deliverable upon vesting and settlement of restricted stock units.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2018.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.025, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5This amount consists of 6,020 shares deliverable upon vesting and settlement of restricted stock units.
- F6The reporting person beneficially owns these shares indirectly through the revocable Corsa Family Trust of 2006 (the "Trust"). The reporting person and his wife serve as the trustees and are the beneficiaries of the Trust.
- F7These options are fully vested.