SEC Form 4 · accession 0001140361-18-029304
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy Fritz
Officer — Chief Merchandising Officer
Period of report
Jun 18, 2018
Accepted (ET)
Jun 20, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 18, 2018 | A | 4,555 | $0.00 | A | 4,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $37.32 | Jun 18, 2018 | A | 111,064 | A | — | Jun 18, 2025 | Common Stock | 111,064 | 111,064 | D |
Explanation of responses
- F1The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in substantially equal installments on each of June 18, 2019, June 18, 2020 and June 18, 2021. Vested restricted stock units will be settled in shares of common stock within 30 days after the applicable vesting date.
- F2This amount consists of 4,555 shares deliverable upon vesting and settlement of restricted stock units.
- F3Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest with respect to 28,180 of the underlying shares in substantially equal installments on each of June 18, 2019, June 18, 2020 and June 18, 2021 and with respect to 82,884 of the underlying shares in substantially equal installments on each of June 18, 2021 and June 18, 2022.