SEC Form 4 · accession 0001140361-18-020226
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Norman E McLeod
Officer — Chief Development Officer
Period of report
Apr 25, 2018
Accepted (ET)
Apr 27, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 25, 2018 | M | 11,210 | $9.7536 | A | 16,248 | D | |
| Common StockF4,F2 | Apr 25, 2018 | S | 10,340 | $33.5206 | D | 5,908 | D | |
| Common StockF5,F2 | Apr 25, 2018 | S | 870 | $34.5562 | D | 5,038 | D | |
| Common StockF2 | Apr 26, 2018 | M | 3,040 | $9.7536 | A | 8,078 | D | |
| Common StockF2 | Apr 26, 2018 | S | 3,040 | $34.95 | D | 5,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $9.7536 | Apr 25, 2018 | M | 11,210 | D | — | Oct 28, 2023 | Common Stock | 11,210 | 165,398 | D |
| Employee Stock Option (Right to Buy)F6 | $9.7536 | Apr 26, 2018 | M | 3,040 | D | — | Oct 28, 2023 | Common Stock | 3,040 | 162,358 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F2This amount includes 2,772 shares deliverable upon vesting and settlement of restricted stock units.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.97 to $33.94, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 of this Form 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.05 to $35.00, inclusive.
- F6These options are fully vested.