SEC Form 4 · accession 0001140361-18-018975
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judd T Nystrom
Officer — Chief Financial Officer
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 16, 2018 | M | 4,876 | $9.7536 | A | 50,579 | D | |
| Common StockF2 | Apr 16, 2018 | S | 4,876 | $35.25 | D | 45,703 | D | |
| Common StockF2 | Apr 17, 2018 | M | 18,939 | $9.7536 | A | 64,642 | D | |
| Common StockF4,F2 | Apr 17, 2018 | S | 17,739 | $35.2283 | D | 46,903 | D | |
| Common StockF5,F2 | Apr 17, 2018 | S | 1,200 | $35.8273 | D | 45,703 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $9.7536 | Apr 16, 2018 | M | 4,876 | D | — | Jan 31, 2023 | Common Stock | 4,876 | 81,961 | D |
| Employee Stock Option (Right to Buy)F6 | $9.7536 | Apr 17, 2018 | M | 18,939 | D | — | Jan 31, 2023 | Common Stock | 18,939 | 63,022 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F2This amount includes 5,703 shares deliverable upon vesting and settlement of restricted stock units.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.68 to $35.63, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 of this Form 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.68 to $35.89, inclusive.
- F6These options are fully vested.