SEC Form 4 · accession 0001140361-18-018414
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis L Bird III
Officer — Chairman, CEO and President · Director
Period of report
Apr 11, 2018
Accepted (ET)
Apr 12, 2018 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 11, 2018 | M | 26,588 | $9.7536 | A | 59,867 | D | |
| Common StockF4,F2 | Apr 11, 2018 | S | 26,588 | $33.8858 | D | 33,279 | D | |
| Common StockF5 | holding | — | — | — | 18,355 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $9.7536 | Apr 11, 2018 | M | 26,588 | D | — | Nov 26, 2022 | Common Stock | 26,588 | 1,900,770 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F2This amount includes 20,279 shares deliverable upon vesting and settlement of restricted stock units.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.39 to $34.20, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The reporting person beneficially owns these shares indirectly through the revocable Bird Family Trust (the "Trust"). The reporting person and his wife serve as the trustees and are the beneficiaries of the Trust.
- F6These options are fully vested.