SEC Form 4 · accession 0001140361-18-017857
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Becky Kay Haislip
Officer — Chief Accounting Officer
Period of report
Apr 6, 2018
Accepted (ET)
Apr 9, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 6, 2018 | M | 7,000 | $9.7536 | A | 7,792 | D | |
| Common StockF2 | Apr 6, 2018 | M | 3,000 | $17.5565 | A | 10,792 | D | |
| Common StockF4 | Apr 6, 2018 | S | 10,000 | $35.00 | D | 792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $9.7536 | Apr 6, 2018 | M | 7,000 | D | — | Mar 27, 2024 | Common Stock | 7,000 | 7,194 | D |
| Employee Stock Option (Right to Buy)F6 | $17.5565 | Apr 6, 2018 | M | 3,000 | D | — | Apr 7, 2025 | Common Stock | 3,000 | 16,555 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 20, 2017.
- F2This amount includes 792 shares deliverable upon vesting and settlement of restricted stock units.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 20, 2017.
- F4This amount consists of 792 shares deliverable upon vesting and settlement of restricted stock units.
- F5These options are fully vested.
- F6This option is vested with respect to 13,916 underlying shares (including the 3,000 underlying shares disposed of in this exercise) and will vest with respect to the remaining 5,639 underlying shares on April 7, 2019.