SEC Form 4 · accession 0001140361-18-017856

At Home Group Inc. · HOME

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Apr 5, 2018

Accepted (ET)

Apr 9, 2018 · 5:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001646228

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2	Apr 5, 2018	M	60,610	$9.7536	A	106,313	D
Common Stock^F4,F2	Apr 5, 2018	S	60,610	$33.9907	D	45,703	D
Common Stock^F2	Apr 6, 2018	M	127,272	$9.7536	A	172,975	D
Common Stock^F2	Apr 6, 2018	S	127,272	$35.25	D	45,703	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5	$9.7536	Apr 5, 2018	M	60,610	D	—	Jan 31, 2023	Common Stock	60,610	227,745	D
Employee Stock Option (Right to Buy)^F5	$9.7536	Apr 6, 2018	M	127,272	D	—	Jan 31, 2023	Common Stock	127,272	100,473	D

F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
F2This amount includes 5,703 shares deliverable upon vesting and settlement of restricted stock units.
F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.99 to $34.00, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5These options are fully vested.