SEC Form 4 · accession 0001140361-18-017471
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter SG Corsa
Officer — Chief Operating Officer
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 3, 2018 | A | 6,020 | $0.00 | A | 6,020 | D | |
| Common StockF3 | holding | — | — | — | 2,260 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $31.56 | Apr 3, 2018 | A | 174,173 | A | — | Apr 3, 2025 | Common Stock | 174,173 | 174,173 | D |
Explanation of responses
- F1The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in substantially equal installments on each of April 3, 2019, April 3, 2020 and April 3, 2021. Vested restricted stock units will be settled in shares of common stock within 30 days after the applicable vesting date.
- F2This amount consists of 6,020 shares deliverable upon vesting and settlement of restricted stock units.
- F3The reporting person beneficially owns these shares indirectly through the revocable Corsa Family Trust of 2006 (the "Trust"). The reporting person and his wife serve as the trustees and are the beneficiaries of the Trust.
- F4Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest with respect to 38,630 of the underlying shares in substantially equal installments on each of April 3, 2019, April 3, 2020 and April 3, 2021 and with respect to 135,543 of the underlying shares in substantially equal installments on each of April 3, 2021 and April 3, 2022.