SEC Form 4 · accession 0001140361-18-017469
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman E McLeod
Officer — Chief Development Officer
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 3, 2018 | A | 2,772 | $0.00 | A | 5,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $31.56 | Apr 3, 2018 | A | 51,676 | A | — | Apr 3, 2025 | Common Stock | 51,676 | 51,676 | D |
Explanation of responses
- F1The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in substantially equal installments on each of April 3, 2019, April 3, 2020 and April 3, 2021. Vested restricted stock units will be settled in shares of common stock within 30 days after the applicable vesting date.
- F2This amount includes 2,772 shares deliverable upon vesting and settlement of restricted stock units.
- F3This amount reflects the cash cancellation of a fractional share previously held by the reporting person due to a transfer of the reporting person's account to a portfolio manager that does not support fractional share holdings.
- F4Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest with respect to 17,790 of the underlying shares in substantially equal installments on each of April 3, 2019, April 3, 2020 and April 3, 2021 and with respect to 33,886 of the underlying shares in substantially equal installments on each of April 3, 2021 and April 3, 2022.