SEC Form 4 · accession 0001140361-18-017467
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judd T Nystrom
Officer — Chief Financial Officer
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 3, 2018 | M | 3,030 | $9.7536 | A | 43,030 | D | |
| Common Stock | Apr 3, 2018 | S | 3,030 | $31.75 | D | 40,000 | D | |
| Common StockF4 | Apr 3, 2018 | A | 5,703 | $0.00 | A | 45,703 | D | |
| Common StockF4 | Apr 4, 2018 | M | 4,545 | $9.7536 | A | 50,248 | D | |
| Common StockF4 | Apr 4, 2018 | S | 4,545 | $32.75 | D | 45,703 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $9.7536 | Apr 3, 2018 | M | 3,030 | D | — | Jan 31, 2023 | Common Stock | 3,030 | 292,900 | D |
| Employee Stock Option (Right to Buy)F6 | $31.56 | Apr 3, 2018 | A | 155,197 | A | — | Apr 3, 2025 | Common Stock | 155,197 | 155,197 | D |
| Employee Stock Option (Right to Buy)F5 | $9.7536 | Apr 4, 2018 | M | 4,545 | D | — | Jan 31, 2023 | Common Stock | 4,545 | 288,355 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F3The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in substantially equal installments on each of April 3, 2019, April 3, 2020 and April 3, 2021. Vested restricted stock units will be settled in shares of common stock within 30 days after the applicable vesting date.
- F4This amount includes 5,703 shares deliverable upon vesting and settlement of restricted stock units.
- F5These options are fully vested.
- F6Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest with respect to 36,597 of the underlying shares in substantially equal installments on each of April 3, 2019, April 3, 2020 and April 3, 2021 and with respect to 118,600 of the underlying shares in substantially equal installments on each of April 3, 2021 and April 3, 2022.