SEC Form 4 · accession 0001140361-18-015222
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Judd T Nystrom
Officer — Chief Financial Officer
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2018 | M | 48,388 | $9.7536 | A | 88,388 | D | |
| Common Stock | Mar 23, 2018 | S | 12,120 | $31.75 | D | 76,268 | D | |
| Common Stock | Mar 23, 2018 | S | 36,268 | $32.75 | D | 40,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $9.7536 | Mar 23, 2018 | M | 48,388 | D | — | Jan 31, 2023 | Common Stock | 48,388 | 303,505 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
- F3These options are fully vested.