SEC Form 4 · accession 0001140361-18-002189
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Becky Kay Haislip
Officer — Chief Accounting Officer
Period of report
Jan 12, 2018
Accepted (ET)
Jan 17, 2018 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2018 | M | 7,000 | $9.7536 | A | 7,000 | D | |
| Common Stock | Jan 12, 2018 | M | 3,000 | $17.5565 | A | 10,000 | D | |
| Common Stock | Jan 12, 2018 | S | 10,000 | $32.50 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $9.7536 | Jan 12, 2018 | M | 7,000 | D | — | Mar 27, 2024 | Common Stock | 7,000 | 14,194 | D |
| Employee Stock Option (Right to Buy)F4 | $17.5565 | Jan 12, 2018 | M | 3,000 | D | — | Apr 7, 2025 | Common Stock | 3,000 | 19,555 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 20, 2017.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 20, 2017.
- F3This option is vested with respect to 14,145 underlying shares (including the 7,000 underlying shares disposed of in this exercise) and will vest with respect to the remaining 7,049 underlying shares on March 27, 2018.
- F4This option is vested with respect to 11,277 underlying shares (including the 3,000 underlying shares disposed of in this exercise) and will vest with respect to the remaining 11,278 underlying shares in equal installments on April 7, 2018 and April 7, 2019.