SEC Form 4 · accession 0001140361-18-001627
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Jane Broussard
Officer — GC and Corporate Secretary
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2018 | M | 10,000 | $9.7536 | A | 33,417 | D | |
| Common StockF2 | Jan 8, 2018 | S | 10,000 | $32.00 | D | 23,417 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $9.7536 | Jan 8, 2018 | M | 10,000 | D | — | Mar 27, 2024 | Common Stock | 10,000 | 18,194 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2017.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2017.
- F3This option is vested with respect to 21,145 underlying shares (including the 10,000 underlying shares disposed of in this exercise) and will vest with respect to the remaining 7,049 underlying shares on March 27, 2018.