SEC Form 4 · accession 0001140361-18-001068

At Home Group Inc. · HOME

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer

Period of report

Jan 3, 2018

Accepted (ET)

Jan 5, 2018 · 4:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001646228

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 3, 2018	M	13,600	$9.7536	A	13,600	D
Common Stock^F3	Jan 3, 2018	S	7,100	$30.7127	D	6,500	D
Common Stock^F4	Jan 3, 2018	S	6,500	$31.2313	D	0	D
Common Stock^F5	holding	—	—		—	2,260	I	By trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F6	$9.7536	Jan 3, 2018	M	13,600	D	—	Jan 10, 2023	Common Stock	13,600	483,317	D

F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2017.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $31.10, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 of this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.105 to $31.58, inclusive.
F5The reporting person beneficially owns these shares indirectly through the revocable Corsa Family Trust of 2006 (the "Trust"). The reporting person and his wife serve as the trustees and are the beneficiaries of the Trust.
F6These options are fully vested.