SEC Form 4 · accession 0001140361-17-036274
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis L Bird III
Officer — CEO and President · Director
Period of report
Sep 21, 2017
Accepted (ET)
Sep 25, 2017 · 9:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2017 | M | 13,000 | $9.7536 | A | 13,000 | D | |
| Common StockF1 | holding | — | — | — | 18,355 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $9.7536 | Sep 21, 2017 | M | 13,000 | D | — | Dec 4, 2022 | Common Stock | 13,000 | 2,246,414 | D |
Explanation of responses
- F1The reporting person beneficially owns these shares indirectly through the revocable Bird Family Trust (the "Trust"). The reporting person and his wife serve as the trustees and are the beneficiaries of the Trust.
- F2These options are fully vested.