SEC Form 4 · accession 0001140361-17-015234
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip L Francis
Director
Period of report
Apr 5, 2017
Accepted (ET)
Apr 7, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 5, 2017 | A | 6,649 | $0.00 | A | 13,316 | D | |
| Common StockF3 | holding | — | — | — | 37,000 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer, these restricted stock units will vest on April 5, 2018 and be settled in shares of common stock within 30 days thereafter.
- F2This amount includes 6,649 shares deliverable upon vesting and settlement of restricted stock units.
- F3The reporting person beneficially owns these shares indirectly through the Francis Revocable Trust (the "Trust"). The reporting person and his wife serve as the trustees and are the beneficiaries of the Trust.