SEC Form 4 · accession 0001140361-17-003749
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashley F Sheetz
Officer — Chief Marketing Officer
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $15.77 | Jan 27, 2017 | A | 49,574 | A | — | Jan 27, 2024 | Common Stock | 49,574 | 49,574 | D |
| Employee Stock Option (Right to Buy)F2 | $15.77 | Jan 27, 2017 | A | 112,906 | A | — | Jan 27, 2027 | Common Stock | 112,906 | 112,906 | D |
Explanation of responses
- F1This option will vest based upon achievement of a closing price per share of the issuer's common stock for a period of at least 20 consecutive trading days, disregarding the six-month period immediately following the date of grant, as follows: (i) 25% upon at least $25.75 per share, (ii) 50% upon at least $28.60 per share, (iii) 75% upon at least $31.48 per share and (iv) 100% upon at least $34.33 per share, subject to the reporting person's continued employment with the issuer through the applicable vesting date.
- F2This option will vest in substantially equal annual installments on each of January 27, 2018, 2019, 2020 and 2021, subject to the reporting person's continued employment with the issuer through the applicable vesting date.