SEC Form 4 · accession 0001140361-16-075043
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman E McLeod
Officer — Chief Development Officer
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $15.00 | Aug 3, 2016 | A | 123,935 | A | — | Aug 3, 2023 | Common Stock | 123,935 | 123,935 | D |
Explanation of responses
- F1This option will vest based upon achievement of a closing price per share of the issuer's common stock for a period of at least 20 consecutive trading days, disregarding the six-month period immediately following the date of grant, as follows: (i) 25% upon at least $25.75 per share, (ii) 50% upon at least $28.60 per share, (iii) 75% upon at least $31.48 per share and (iv) 100% upon at least $34.33 per share, subject to the reporting person's continued employment with the issuer through the applicable vesting date.