SEC Form 4 · accession 0001104659-18-060956
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey G. Clark
Other
Period of report
Oct 8, 2018
Accepted (ET)
Oct 9, 2018 · 8:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 8, 2018 | J | 4,315,843 | — | D | 4,630,198 | I | See footnote |
| Common StockF1,F4,F5 | Oct 8, 2018 | J | 1,686,877 | — | A | 6,317,075 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the pro rata distribution of shares made for no consideration to the limited partners of SPH GRD Holdings, LLC, including its third-party investors, Starr Investment Fund II, LLC ("Starr II") and SPH CAV I, LLC.
- F2SPH GRD Holdings, LLC and Starr II are the direct stockholders of the shares, which are beneficially owned by Starr Investment Holdings, LLC. Geoffrey G. Clark, the Senior Managing Director of Starr Investment Holdings, LLC, may be deemed to have voting power and dispositive power with respect to shares of At Home Group Inc. common stock that are beneficially owned by Starr Investment Holdings, LLC, but Mr. Clark disclaims beneficial ownership of such shares.
- F3Represents (i) 928,083 shares of common stock held of record by SPH GRD Holdings, LLC, who is the direct stockholder of the shares, which are beneficially owned by Starr Investment Holdings, LLC. SPH GRD Acquisition Partners, LLC, which is controlled by Starr Investment Holdings, LLC, is the sole owner of SPH GRD Holdings, LLC; and (ii) 3,702,115 shares of common stock held of record by Starr II, who is the direct stockholder of the shares, which are beneficially owned by Starr Investment Holdings, LLC.
- F4SPH GRD Holdings, LLC, Starr II and SPH CAV I, LLC are the direct stockholders of the shares, which are beneficially owned by Starr Investment Holdings, LLC. Geoffrey G. Clark, the Senior Managing Director of Starr Investment Holdings, LLC, may be deemed to have voting power and dispositive power with respect to shares of At Home Group Inc. common stock that are beneficially owned by Starr Investment Holdings, LLC, but Mr. Clark disclaims beneficial ownership of such shares
- F5Represents (i) 928,083 shares of common stock held of record by SPH GRD Holdings, LLC, who is the direct stockholder of the shares, which are beneficially owned by Starr Investment Holdings, LLC. SPH GRD Acquisition Partners, LLC, which is controlled by Starr Investment Holdings, LLC, is the sole owner of SPH GRD Holdings, LLC; (ii) 4,988,866 shares of common stock held of record by Starr II, who is the direct stockholder of the shares, which are beneficially owned by Starr Investment Holdings, LLC; and (iii) 400,126 shares of common stock held of record by SPH CAV I, LLC, who is the direct stockholder of the shares, which are beneficially owned by Starr Investment Holdings, LLC. In the distribution, SPH GRD Holdings, LLC distributed 4,315,843 shares of common stock and Starr II and SPH CAV I, LLC received 1,286,751 and 400,126 shares of common stock, respectively.