SEC Form 4 · accession 0001104659-18-040814
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey G. Clark
Director · 10% Owner
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 14, 2018 | S | 3,673,459 | $37.81 | D | 13,744,497 | I | See footnote |
| Common StockF1,F3 | Jun 15, 2018 | S | 206,632 | $37.81 | D | 13,537,865 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SPH GRD Holdings, LLC and Starr Investment Fund II, LLC ("Starr II") are the direct stockholders of the shares, which are beneficially owned by Starr Investment Holdings, LLC. Geoffrey G. Clark, the Senior Managing Director of Starr Investment Holdings, LLC, may be deemed to have voting power and dispositive power with respect to shares of At Home Group Inc. common stock that are beneficially owned by Starr Investment Holdings, LLC, but Mr. Clark disclaims beneficial ownership of such shares.
- F2Represents (i) 8,056,651 shares of our common stock held of record by SPH GRD Holdings, LLC, who is the direct stockholder of the shares, which are beneficially owned by Starr Investment Holdings, LLC. SPH GRD Acquisition Partners, LLC, which is controlled by Starr Investment Holdings, LLC, is the sole owner of SPH GRD Holdings, LLC; and (ii) 5,687,846 shares of our common stock held of record by Starr II, who is the direct stockholder of the shares, which are beneficially owned by Starr Investment Holdings, LLC. In the base offering, SPH GRD Holdings, LLC and Starr II sold 2,153,282 and 1,520,177 shares of common stock, respectively.
- F3Represents (i) 7,935,529 shares of our common stock held of record by SPH GRD Holdings, LLC, who is the direct stockholder of the shares, which are beneficially owned by Starr Investment Holdings, LLC. SPH GRD Acquisition Partners, LLC, which is controlled by Starr Investment Holdings, LLC, is the sole owner of SPH GRD Holdings, LLC; and (ii) 5,602,336 shares of common stock held of record by Starr II, who is the direct stockholder of the shares, which are beneficially owned by Starr Investment Holdings, LLC. Pursuant to the underwriter's exercise of its option to purchase additional shares, SPH GRD Holdings, LLC and Starr II sold 121,122 and 85,510 shares of common stock, respectively.