SEC Form 4 · accession 0001144204-18-028052
MODIV INDUSTRIAL, INC. · MDV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Platt
Director
Period of report
Dec 21, 2017
Accepted (ET)
May 14, 2018 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, CLASS CF1 | Dec 21, 2017 | A | 100 | $0.00 | A | 2,045 | D | |
| COMMON STOCK, CLASS C | Jan 25, 2018 | P | 11 | $10.05 | A | 2,057 | D | |
| COMMON STOCK, CLASS C | Feb 26, 2018 | P | 12 | $10.05 | A | 2,069 | D | |
| COMMON STOCK, CLASS CF2 | Mar 22, 2018 | A | 500 | $0.00 | A | 2,569 | D | |
| COMMON STOCK, CLASS CF2 | Mar 23, 2018 | A | 500 | $0.00 | A | 3,069 | D | |
| COMMON STOCK, CLASS C | Mar 26, 2018 | P | 12 | $10.05 | A | 3,081 | D | |
| COMMON STOCK, CLASS C | Apr 25, 2018 | P | 14 | $10.05 | A | 3,094 | D | |
| COMMON STOCK, CLASS CF2 | May 10, 2018 | A | 500 | $0.00 | A | 3,594 | D | |
| COMMON STOCK, CLASS CF2 | May 11, 2018 | A | 500 | $0.00 | A | 4,094 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issued to Director for services rendered at a net asset value per share of $10.00 on the date services were provided.
- F2Issued to Director for services rendered at a net asset value per share of $10.05 on the date services were provided.