SEC Form 4 · accession 0001648401-26-000009
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio F Neri
Officer — President and CEO · Director
Period of report
Sep 11, 2026
Accepted (ET)
Sep 15, 2026 · 6:17 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2026 | G | 1,682,393 | $0.00 | D | 4,936 | D | |
| Common StockF2 | May 1, 2026 | G | 1,682,393 | $0.00 | A | 1,682,393 | I | Revocable Trust |
| Common StockF3 | Sep 11, 2026 | S | 250,000 | $60.442 | D | 1,432,393 | I | Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F4 | — | Apr 23, 2026 | A | 1,291 | A | — | — | Common Stock | 1,291 | 170,380 | D |
| Restricted Stock UnitsF6,F4 | — | Apr 23, 2026 | A | 2,122 | A | — | — | Common Stock | 2,122 | 272,688 | D |
| Restricted Stock UnitsF7,F4 | — | Apr 23, 2026 | A | 3,420 | A | — | — | Common Stock | 3,420 | 427,954 | D |
Explanation of responses
- F1The total direct beneficial ownership reflects a decrease of 1,682,393 shares due to transfer of the shares into the Antonio Neri Revocable Trust, Antonio F. Neri as Trustee at JP Morgan Chase on 05/01/26.
- F2The total indirect beneficial ownership reflects an increase of 1,682,393 shares due to transfer of the shares previously reported as being held directly by the reporting person into the Antonio Neri Revocable Trust, Antonio F. Neri as Trustee at JP Morgan Chase on 05/01/26.
- F3The price in Column 4 is a weighted average price. The prices ranged from $60.00 to $61.08. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, information regarding the number of shares at each price within the range.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5As previously reported, on 12/07/23, the reporting person was granted 496,278 restricted stock units ("RSUs"), 165,426 of which vested on 12/07/24, 159,255 of which vested on 12/07/25, and 159,255 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 812.5255 dividend equivalent rights at $27.93 per RSU credited to the reporting person's account on 04/23/26, and 478.8740 dividend equivalent rights at $47.39 per RSU credited to the reporting person's account on 07/15/26.
- F6As previously reported, on 12/09/24, the reporting person was granted 407,832 RSUs, 135,944 of which vested on 12/09/25, and 130,873 of which will vest on each of 12/09/26 and 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,335.4388 dividend equivalent rights at $27.93 per RSU credited to the reporting person's account on 04/23/26, and 787.0607 dividend equivalent rights at $47.39 per RSU credited to the reporting person's account on 07/15/26.
- F7As previously reported, on 12/08/25, the reporting person was granted 421,731 RSUs, 140,577 of which will vest on each of 12/08/26, 12/08/27 and 12/08/28. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,151.6888 dividend equivalent rights at $27.93 per RSU credited to the reporting person's account on 04/23/26, and 1,268.1297 dividend equivalent rights at $47.39 per RSU credited to the reporting person's account on 07/15/26.
Remarks
The reported transaction occurred pursuant to a trading plan adopted on 06/04/26 by the Antonio Neri Revocable Trust, Antonio F. Neri as Trustee.