SEC Form 4 · accession 0001645590-16-000014
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff T Ricci
Officer — SVP, Controller & PAO
Period of report
Dec 14, 2016
Accepted (ET)
Dec 15, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 10,102 | $14.85 | A | 20,015 | D | |
| Common StockF1 | Dec 14, 2016 | S | 10,102 | $23.74 | D | 9,913 | D | |
| Common Stock | Dec 15, 2016 | M | 5,831 | $15.01 | A | 15,744 | D | |
| Common StockF1 | Dec 15, 2016 | S | 5,831 | $23.81 | D | 9,913 | D | |
| Common StockF1 | Dec 15, 2016 | S | 4,914 | $23.81 | D | 4,999 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $14.85 | Dec 14, 2016 | M | 10,102 | D | Dec 9, 2016 | Dec 9, 2023 | Common Stock | 10,102 | 20,204 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $15.01 | Dec 15, 2016 | M | 5,831 | D | Dec 11, 2014 | Dec 11, 2021 | Common Stock | 5,831 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16.
- F2This option became exercisable beginning on this date.
- F3This option is no longer exercisable beginning on this date.