SEC Form 4 · accession 0001645590-16-000013
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio F Neri
Officer — EVP and GM EG
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 17,457 | $15.01 | A | 56,330 | D | |
| Common StockF1 | Dec 13, 2016 | S | 17,457 | $23.75 | D | 38,873 | D | |
| Common Stock | Dec 13, 2016 | M | 51,683 | $14.85 | A | 90,556 | D | |
| Common StockF1 | Dec 13, 2016 | S | 51,683 | $23.75 | D | 38,873 | D | |
| Common Stock | Dec 14, 2016 | M | 48,145 | $20.78 | A | 87,018 | D | |
| Common StockF2 | Dec 14, 2016 | S | 48,145 | $23.74 | D | 38,873 | D | |
| Common StockF2 | Dec 14, 2016 | S | 33,937 | $23.74 | D | 4,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $15.01 | Dec 13, 2016 | M | 17,457 | D | Dec 11, 2014 | Dec 11, 2021 | Common Stock | 17,457 | 52,373 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $14.85 | Dec 13, 2016 | M | 51,683 | D | Dec 9, 2016 | Dec 9, 2023 | Common Stock | 51,683 | 258,418 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $20.78 | Dec 14, 2016 | M | 48,145 | D | Dec 10, 2015 | Dec 10, 2022 | Common Stock | 48,145 | 192,583 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16.
- F2The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.
- F3This option became exercisable beginning on this date.
- F4This option is no longer exercisable beginning on this date.