SEC Form 4 · accession 0001179706-19-000024
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio F Neri
Officer — President and CEO
Period of report
Feb 22, 2019
Accepted (ET)
Feb 25, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | S | 82,892 | $16.50 | D | 86,160 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jan 2, 2019 | A | 427 | A | — | — | Common Stock | 427 | 53,532 | D |
| Restricted Stock UnitsF4,F2 | — | Jan 2, 2019 | A | 1,763 | A | — | — | Common Stock | 1,763 | 217,751 | D |
| Restricted Stock UnitsF5,F2 | — | Jan 2, 2019 | A | 2,911 | A | — | — | Common Stock | 2,911 | 351,229 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/07/18.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 427.4415 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
- F4As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,763.3163 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
- F5As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,911.2760 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.