SEC Form 4 · accession 0001179706-19-000013
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirt P Karros
Officer — SVP, Finance & Treasurer
Period of report
Jan 25, 2019
Accepted (ET)
Jan 28, 2019 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2019 | S | 14,126 | $15.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jan 2, 2019 | A | 85 | A | — | — | Common Stock | 85 | 10,705 | D |
| Restricted Stock UnitsF4,F2 | — | Jan 2, 2019 | A | 284 | A | — | — | Common Stock | 284 | 35,082 | D |
| Restricted Stock UnitsF5,F2 | — | Jan 2, 2019 | A | 344 | A | — | — | Common Stock | 344 | 41,525 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/07/18.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
- F4As previously reported, on 12/07/17 the reporting person was granted 50,985 RSUs, 16,995 of which vested on 12/07/18, and 16,995 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 284.0918 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
- F5As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.