SEC Form 4 · accession 0001179706-19-000012
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Davis
Officer — CSO, Pres Hybrid IT
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2019 | M | 25,586 | $14.76 | A | 67,508 | D | |
| Common Stock | Jan 24, 2019 | F | 9,174 | $14.76 | D | 58,334 | D | |
| Common StockF1 | Jan 25, 2019 | S | 13,974 | $15.00 | D | 44,360 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3,F2 | — | Jan 2, 2019 | A | 122 | A | — | — | Common Stock | 122 | 15,319 | D |
| Common StockF4,F2 | — | Jan 2, 2019 | A | 90 | A | — | — | Common Stock | 90 | 11,243 | D |
| Common StockF5,F2 | — | Jan 24, 2019 | M | 25,586 | D | — | — | Common Stock | 25,586 | 25,585 | D |
| Common StockF6,F2 | — | Jan 2, 2019 | A | 409 | A | — | — | Common Stock | 409 | 50,483 | D |
| Common StockF7,F2 | — | Jan 2, 2019 | A | 1,176 | A | — | — | Common Stock | 1,176 | 145,167 | D |
| Common StockF8,F2 | — | Jan 2, 2019 | A | 1,004 | A | — | — | Common Stock | 1,004 | 121,114 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/10/18.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 122.0366 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F4As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 89.7743 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F5As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 409.6638 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The number of derivative securities in column 5 also includes 1,079 vested dividend equivalent rights and a de minimus adjustment of 0.7040 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- F6As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 408.8113 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
- F7As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,175.5414 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
- F8As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.